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ADV Part 3 Client Relationship Summary (Forms CRS) and Form ADV Part 2A

The ADV Part 3 (Form CRS) is a client/customer relationship summary. Advisers/brokers are required to deliver an ADV Part 3  to clients beginning in summer 2020. The relationship summary contains important information about the adviser or broker.

Form ADV Part 2A (Brochure) contains information about advisers/brokers, such as their fees, client types, assets under management, and any disclosures regarding their business. Advisers are required to provide Form ADV Part 2A to prospective/new clients and annually to existing clients.